SEC Charges Microcap Company CEO For Touting Bogus âClean Energyâ...
The Securities and Exchange Commission today charged a microcap company CEO for falsely claiming to have a lucrative relationship with the United Nations and billions of dollars in clean energy...
View ArticleCFTC Staff Provides Relief In Connection With Swap Trade Confirmations
The U.S. Commodity Futures Trading Commission's (CFTC) Division of Market Oversight (DMO) today issued a no-action letter extending the time period for relief in connection with swap trade confirmation...
View ArticleCalPERS Revises Governance Policy, Adopts 12 Years As Threshold For Director...
The California Public Employees' Retirement System (CalPERS) Board of Administration today adopted a revised version of their Global Governance Principles (PDF) (Principles), including a new provision...
View ArticleOn the overlaps between eigenvectors of correlated random matrices....
We obtain general, exact formulas for the overlaps between the eigenvectors of large correlated random matrices, with additive or multiplicative noise. These results have potential applications in many...
View ArticleContagion and Stability in Financial Networks. (arXiv:1603.04099v1 [q-fin.CP])
This paper investigates two mechanisms of financial contagion that are, firstly, the correlated exposure of banks to the same source of risk, and secondly the direct exposure of banks in the interbank...
View ArticleClustering Financial Time Series: How Long is Enough?. (arXiv:1603.04017v1...
Researchers have used from 30 days to several years of daily returns as source data for clustering financial time series based on their correlations. This paper sets up a statistical framework to study...
View ArticleAnalysis of the nonlinear option pricing model under variable transaction...
In this paper we analyze a nonlinear Black--Scholes model for option pricing under variable transaction costs. The diffusion coefficient of the nonlinear parabolic equation for the price $V$ is assumed...
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Wiley and Peking University Launch New Chinese Management Accounting Online...
Wiley and Peking University collaborate on a new Management Accounting online course,Wiley-Peking University Management Accounting (WPMA), that aims to help accounting and finance professionals...
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CFA® Society Philippines Partners With Wiley to Power Their...
Wiley is the preferred partner for CFA Society Philippines's live courses and will be working closely with the society to increase the CFA brand name in the Philippines. Read More...
View ArticleSpokesman: Dalian Commodity Exchange Prevents And Controls The Overheated...
A spokesman of Dalian Commodity Exchange (DCE) said on March 10 that to address the significant fluctuations of iron ore prices and the high volume to open interest ratios recently, DCE has taken such...
View ArticleOsaka Exchange: JGB Futures Deliverable bonds/Conversion Factors
Deliverable bonds and conversion factors of JGB Futures (5-year, 10-year & 20-year)read more...
View ArticleASIC: Independent Compliance Review Of ANZ's OnePath Following Breaches...
Following concerns raised by ASIC, the Australia and New Zealand Banking Group (ANZ) has agreed to an independent review of its One Path subsidiaries' compliance functions.read more...
View ArticlePeopleâs Bank Of China And Monetary Authority Of Singapore Renew...
The People’s Bank of China (PBC) and the Monetary Authority of Singapore (MAS) today announced the renewal of the existing bilateral currency swap arrangement (BCSA) for a further term of three years....
View ArticleSecurities Commission Malaysia Hosts Regulators And Industry Leaders At The...
The Securities Commission Malaysia (SC) today hosted over 200 regulators and capital market industry leaders from 23 countries at the inaugural GEMP Conference 2016.read more...
View ArticleHKEX Publishes Its Annual Fact Book
Hong Kong Exchanges and Clearing Limited (HKEX) has published its annual fact book on the HKEX website.read more...
View ArticleNICE Actimize Launches Cross-Asset Cloud Markets Surveillance Solution...
NICE Actimize, a NICE Systems (NASDAQ:NICE) business and the largest and broadest provider of financial crime, risk and compliance software for the financial services industry, announces the launch of...
View ArticleICAPâs Post Trade Risk And Information Division Announces Completion Of...
ICAP plc (IAP.L), a leading markets operator and provider of post trade risk mitigation and information services, announces today that its Post Trade Risk and Information (“PTRI”) division has...
View ArticleJapan's Financial Services Agency - Stewardship Code : 205 Institutional...
The Council of Experts Concerning the Japanese Version of the Stewardship Code (Chairman: Professor Hiroyuki Kansaku, The University of Tokyo) published the Principles for Institutional Investors...
View ArticleITG Names New Global Chief Compliance Officer
NEW YORK, March 15, 2016 (GLOBE NEWSWIRE) -- ITG (NYSE:ITG), a leading independent broker and financial technology provider, today announced Thomas D. Shpetner will be joining the firm as Global Chief...
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